Umbrella Insight

Comprehensive toolset to manage automated risk and ongoing compliance monitoring

monitoring tools

AML / Risk

AML / Risk is an automated background service that enhances any boarding process by screening for :

  • sanctions,
  • PEP,
  • adverse media,
  • risk,
  • identity,
  • email,
  • phone risk, and
  • EDD reports

This ensures a comprehensive risk assessment and compliance.

Ongoing Compliance

Ongoing Compliance services ensure that regulatory requirements are met in an ever-changing environment. This includes:

  • case management,
  • transaction monitoring,
  • back-office management,
  • white/black lists, and
  • monitoring

to maintain ongoing and continuous compliance.

Ancillary Services

Ancillary Services provide additional tools to enhance compliance, including:

  • LTA,
  • signed Ident Protocol,
  • SMS/email verification, and
  • a SaaS Portal.

These services ensure a comprehensive compliance edge.